SOC 2 Compliance

System and Organization Controls 2 - Trust Services Criteria

Scenario

Company: TrustNova Cloud Systems

Industry: Cloud-Based Financial Technology (FinTech)

TrustNova Cloud Systems hosts sensitive customer financial data and performs high-volume digital payment processing for small banks and credit unions across North America. The company pursues SOC 2 Type II compliance to validate its internal controls and data protection mechanisms.

Purpose

To design, implement, and validate internal security and operational controls aligned with the AICPA Trust Services Criteria, ensuring customer data is protected and system operations are reliable.

Management Information

Responsible Role

Director of Compliance and Risk

Review Frequency

Annually

Date Written

January 2025

Enforcement

Control failures must be corrected within audit timelines